Event Information
- Event Type: Webinar
- Delivery Channel: Virtual
- Date: 01/10/2024 - 01/10/2024
- Duration: 1Hours
Event Description
The basics of compliance and risk management in global businesses –
Identifying, controlling, and assessing the regulatory risks that an organisation faces
Join Us for an Insightful Webinar on Compliance and Risk Management!
In today’s rapidly evolving global landscape, understanding compliance and risk management is more crucial than ever for organisations aiming to thrive. We invite you to join us for an enlightening webinar where we will dive into the essentials of navigating regulatory risks in global businesses.
Date: 1 October
Time: 10 am London / 11 am Paris / 1 pm Dubai / 5 pm Hong Kong / 7 pm Sydney
Where: Online
Our esteemed guest speakers, industry experts in compliance and risk management, will share their insights on:
- ✅ Identifying Regulatory Risks: Learn how to pinpoint the specific risks your organisation faces in different markets.
- ✅ Controlling Risks: Discover strategies to implement effective controls that mitigate these risks effectively.
- ✅ Assessing Risks: Understand how to evaluate and assess the impact of regulatory risks on your business operations.
This is a fantastic opportunity for professionals at all levels to enhance their knowledge and skills in compliance and risk management. Whether you are part of a multinational corporation or a small business, the insights shared in this session will be invaluable.
🔗 Reserve your spot today!
Don’t miss out on the chance to empower your organisation with the tools and knowledge to manage compliance effectively in an increasingly complex regulatory environment.
We look forward to seeing you online!
Expert Trainer
NICOLA JOHNSTON
REGULATORY COMPLIANCE CONSULTANT; MBA, LLM
With extensive and wide-ranging experience in compliance across the financial services industry, Nicola has worked as an industry consultant since 2013. Prior to that her experience was in-house on both the buy and sell sides, globally and locally, and working for one of the largest consultancy firms in the UK.
Throughout her career, Nicola has been a key provider of technical advice and guidance to senior management, non-executive directors and to wider business audiences. She has significant experience contributing to, and coordinating responses from businesses to industry bodies and regulators, with the aim of communicating clearly concerns and queries. Nicola is also able to advise on the structure of compliance departments, both standalone and within wider risk teams, including accountability, communication channels, relationship building and reporting lines.
Nicola has a proven track record of creating and delivering training packages to a wide variety of audiences. This experience ranges from general training about financial services, providing a broad overview of the relevant regulatory environments and extends to very specialised and targeted training, often delivered to meet specific regulatory requirements and to fill knowledge gaps.
Nicola holds a postgraduate diploma in financial services law, has an MBA and is a chartered member of the Chartered Institute of Securities and Investments
Alia Mahmud
Global Financial Crime & Regulatory Compliance | Board Advisory | Thought Leadership | Fraud | Digital Transformation | Leadership | Risk Intelligence
Alia is a qualified risk and compliance practitioner with many years working with regulated institutions and financial services companies, advising on financial crime risk detection and mitigation solutions to deliver scalable and innovative financial crime controls, and regulatory technology.
An active thought leader, Alia has spent over a decade working in risk and compliance across corporate and foreign banking sectors. Later turning her trajectory towards neobanks and Fintechs to leverage Fintech and Regtech for social good, she spent the next five years building out compliance programmes to address governance, regulatory requirements and risk management.
Holger Pauco-Dirscherl
ANTI-FINANCIAL CRIME CONSULTANT, GCI EXPERT TRAINER
Holger is the Head of Financial Crime and Director at UBS Deutschland AG acting as Deputy MLRO and Deputy Compliance Officer
Holger is a passionate Senior Financial Crime Professional working on a wide range of projects and has a unique blend of international knowledge, expertise and experience together with a good reputation in the national and international Anti-Financial Crime field. He is a recognized SME for Financial Crime giving a wide range of trainings and acts as a speaker on conferences and symposiums both national and international.
He has investigated large, complex and international Money Laundering, Sanctions, Corruption and Fraud cases and identified suspicious activity and weak controls, processes, manuals and policies. Within his activities he offered pragmatic solutions to minimise Financial Crime and Regulatory Risk.
Iain Armstrong
Global Regulatory Affairs Advisory
Iain Armstrong is a Global Regulatory Affairs Practice Lead at ComplyAdvantage. Prior to taking on this role, Iain held a number of senior Risk and Compliance roles in major financial institutions, including NatWest, HSBC, and Barclays. Iain also spent eight years working on regulatory enforcement investigations (both criminal and civil) at the Financial Services Authority.